Do you know controls compliance? Are you able to challenge current SOP’s and partner with department teams to create new and better policies? Can you project authority and influence with an attitude of humility and collaboration? Our client, an established industry leader in the investment management industry, may have the role you’re looking for.

THE JOB is Internal Control Manager. In it, you’ll:

  • Evaluate the company’s financial processes, identify issues, and create solutions
  • Partner internally and externally to plan and execute improvement initiatives
  • Orient and train control-related teams about controls, risk, and compliance
  • Communicate updates, targets, improvements, and changes
  • Demonstrate leadership, eventually resulting in direct reports

QUALIFICATIONS for the job include:

  • Recent experience running SOX compliance programs
  • Significant experience as a risk, controls, auditing, or oversight professional
  • Strong working knowledge of controls, standards, compliance, and SOX 404
  • Experience with big 4 or first- or second-tier audit firm
  • Past work for a publicly held or financial services organization
  • CIA/CPA/CISA designation a plus

PERSONAL QUALITIES that fit the company culture are:

  • Personal and professional integrity
  • High energy level
  • Strong leadership skills balanced by humility and collaboration
  • Enthusiastic and self-motivated to perform at a high level; leads by example
  • Strong organizational, multitasking, and problem-solving skills


You’ll enjoy excellent and substantial benefits, a great work culture, and a generous compensation structure that includes salary, significant bonus potential, profit sharing, and stock.